SEC Form 4 · accession 0001269847-16-000064
ACI WORLDWIDE, INC. · ACIW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carolyn B Homberger
Officer — Group President AOD
Period of report
Mar 15, 2016
Accepted (ET)
Mar 17, 2016 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000935036
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 15, 2016 | M | 9,000 | $5.39 | A | 59,340 | D | |
| Common StockF1 | Mar 15, 2016 | S | 9,000 | $20.1283 | D | 50,340 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $5.39 | Mar 15, 2016 | M | 9,000 | D | — | Feb 1, 2018 | Common Stock | 9,000 | 0 | D |
Explanation of responses
- F1The sale price ranged from $20.1 to $20.165, with a weighted average sale price of $20.128334. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan, as amended.