SEC Form 4 · accession 0001269847-15-000042
ACI WORLDWIDE, INC. · ACIW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Apratim Purakayastha
Officer — EVP UP Solutions
Period of report
Aug 17, 2015
Accepted (ET)
Aug 19, 2015 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000935036
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 17, 2015 | M | 9,885 | $20.5133 | A | 31,131 | D | |
| Common StockF1 | Aug 17, 2015 | S | 9,885 | $22.9372 | D | 21,246 | D | |
| Common Stock | Aug 17, 2015 | M | 3,516 | $14.27 | A | 24,762 | D | |
| Common StockF1 | Aug 17, 2015 | S | 3,516 | $22.9372 | D | 21,246 | D | |
| Common Stock | Aug 17, 2015 | M | 3,627 | $9.6467 | A | 24,873 | D | |
| Common StockF1 | Aug 17, 2015 | S | 3,627 | $22.9372 | D | 21,246 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $9.6467 | Aug 17, 2015 | M | 3,627 | D | — | Dec 8, 2021 | Common Stock | 3,627 | 0 | D |
| Non-Qualified Stock Option (right to buy)F2 | $14.27 | Aug 17, 2015 | M | 3,516 | D | — | Dec 3, 2022 | Common Stock | 3,516 | 3,516 | D |
| Non-Qualified Stock Option (right to buy)F2 | $20.5133 | Aug 17, 2015 | M | 9,885 | D | — | Dec 12, 2023 | Common Stock | 9,885 | 19,770 | D |
Explanation of responses
- F1The sale price ranged from $22.90 to $23.11, with a weighted average sale price of $22.937229. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan, as amended.