SEC Form 4 · accession 0001269847-15-000023
ACI WORLDWIDE, INC. · ACIW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Curtis
Director
Period of report
May 4, 2015
Accepted (ET)
May 6, 2015 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000935036
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 4, 2015 | M | 30,000 | $13.2033 | A | 56,014 | D | |
| Common StockF1 | May 4, 2015 | S | 30,000 | $23.0972 | D | 26,014 | D | |
| Common Stock | May 4, 2015 | M | 30,000 | $9.6667 | A | 56,014 | D | |
| Common StockF1 | May 4, 2015 | S | 30,000 | $23.0972 | D | 26,014 | D | |
| Common Stock | May 4, 2015 | M | 30,000 | $6.1033 | A | 56,014 | D | |
| Common StockF1 | May 4, 2015 | S | 30,000 | $23.0972 | D | 26,014 | D | |
| Common Stock | May 4, 2015 | M | 30,000 | $5.04 | A | 56,014 | D | |
| Common StockF1 | May 4, 2015 | S | 30,000 | $23.0972 | D | 26,014 | D | |
| Common Stock | May 4, 2015 | M | 30,000 | $5.6633 | A | 56,014 | D | |
| Common StockF1 | May 4, 2015 | S | 30,000 | $23.0972 | D | 26,014 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $5.04 | May 4, 2015 | M | 30,000 | D | — | Jun 10, 2019 | Common Stock | 30,000 | 0 | D |
| Non-Qualified Stock Option (right to buy)F2 | $5.6633 | May 4, 2015 | M | 30,000 | D | — | Jun 11, 2018 | Common Stock | 30,000 | 0 | D |
| Non-Qualified Stock Option (right to buy)F2 | $6.1033 | May 4, 2015 | M | 30,000 | D | — | Jun 9, 2020 | Common Stock | 30,000 | 0 | D |
| Non-Qualified Stock Option (right to buy)F2 | $9.6667 | May 4, 2015 | M | 30,000 | D | — | Jun 15, 2021 | Common Stock | 30,000 | 0 | D |
| Non-Qualified Stock Option (right to buy)F2 | $13.2033 | May 4, 2015 | M | 30,000 | D | — | Jun 14, 2022 | Common Stock | 30,000 | 0 | D |
Explanation of responses
- F1The sale price ranged from $23.00 to $23.315, with a weighted average sale price of $23.09747. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan, as amended.