SEC Form 4 · accession 0001269847-15-000021
ACI WORLDWIDE, INC. · ACIW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Byrnes
Officer — EVP, CAO,General Counsel & Sec
Period of report
Apr 20, 2015
Accepted (ET)
Apr 22, 2015 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000935036
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 20, 2015 | M | 45,375 | $5.5067 | A | 281,058 | D | |
| Common Stock | Apr 20, 2015 | S | 45,375 | $22.00 | D | 235,683 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1,F2 | $5.5067 | Apr 20, 2015 | M | 45,375 | D | — | Dec 10, 2019 | Common Stock | 45,375 | 0 | D |
Explanation of responses
- F1The shares identified herein were sold under Mr. Byrnes' Rule 10b5-1 plan.
- F2The options were granted pursuant to the Company's 2005 Equity and Performance Incentive Plan, as amended. The options vested in equal annual installments over a three-year period beginning with the first anniversary of the date of grant. All options that were exercised were vested prior to exercise.