SEC Form 4 · accession 0001269847-15-000020

ACI WORLDWIDE, INC. · ACIW

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Group President

Period of report

Mar 17, 2015

Accepted (ET)

Mar 20, 2015 · 5:17 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000935036

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Mar 17, 2015	M	1,393	$14.27	A	85,202	D
Common Stock^F1,F2	Mar 17, 2015	S	1,092	$20.3937	D	84,110	D
Common Stock	Mar 17, 2015	M	66,732	$15.07	A	150,842	D
Common Stock^F1,F2	Mar 17, 2015	S	54,130	$20.3937	D	96,712	D
Common Stock	Mar 18, 2015	M	35,622	$14.27	A	132,334	D
Common Stock^F1,F3	Mar 18, 2015	S	28,039	$20.5499	D	104,295	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option (right to buy)^F4	$14.27	Mar 17, 2015	M	1,393	D	—	Dec 3, 2022	Common Stock	1,393	54,131	D
Non-Qualified Stock Option (right to buy)^F4	$14.27	Mar 18, 2015	M	35,622	D	—	Dec 3, 2022	Common Stock	35,622	18,509	D
Non-Qualified Stock Option (right to buy)^F4	$15.07	Mar 17, 2015	M	66,732	D	—	Sep 13, 2022	Common Stock	66,732	33,366	D

F1Represents shares sold by Mr. Frate to pay the tax liability and option cost related to his sale-to-cover stock option exercise.
F2The sale price ranged from $20.35 to $20.48, with a weighted average sale price of $20.39367. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3The sale price ranged from $20.39 to $20.65, with a weighted average sale price of $20.549901. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4The options were granted pursuant to the Company's 2005 Equity and Performance Incentive Plan, as amended. The options vested in equal annual installments over a three-year period beginning with the first anniversary of the date of grant. All options that were exercised were vested prior to exercise.