SEC Form 4 · accession 0001269847-15-000019
ACI WORLDWIDE, INC. · ACIW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Stokely
Director
Period of report
Mar 17, 2015
Accepted (ET)
Mar 19, 2015 · 6:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000935036
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 17, 2015 | M | 30,000 | $14.3033 | A | 61,539 | D | |
| Common StockF1 | Mar 17, 2015 | S | 30,000 | $20.3778 | D | 31,539 | D | |
| Common Stock | Mar 17, 2015 | M | 30,000 | $13.2033 | A | 61,539 | D | |
| Common StockF1 | Mar 17, 2015 | S | 30,000 | $20.3778 | D | 31,539 | D | |
| Common StockF2 | Mar 17, 2015 | S | 12,000 | $20.3822 | D | 19,539 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $13.2033 | Mar 17, 2015 | M | 30,000 | D | — | Jun 14, 2022 | Common Stock | 30,000 | 0 | D |
| Non-Qualified Stock Option (right to buy)F4 | $14.3033 | Mar 17, 2015 | M | 30,000 | D | — | Jun 11, 2023 | Common Stock | 30,000 | 0 | D |
Explanation of responses
- F1The sale price ranged from $20.26 to $20.51, with a weighted average sale price of $20.377822. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2The sale price ranged from $20.27 to $20.50, with a weighted average sale price of $20.382206. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3The options were granted pursuant to the Company's 2005 Equity and Performance Incentive Plan, as amended. The options vested on the the day immediately prior to the date of the next annual meeting of stockholders of the Company following the date of grant. All options that were exercised were vested prior to exercise.
- F4The options were granted pursuant to the Company's 2005 Equity and Performance Incentive Plan, as amended. The options vested on the first anniversary of the date of grant. All options that were exercised were vested prior to exercise.