SEC Form 4 · accession 0001269847-15-000017
ACI WORLDWIDE, INC. · ACIW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Byrnes
Officer — EVP, CAO,General Counsel & Sec
Period of report
Mar 12, 2015
Accepted (ET)
Mar 16, 2015 · 5:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000935036
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 12, 2015 | M | 25,000 | $9.4233 | A | 260,683 | D | |
| Common Stock | Mar 12, 2015 | S | 25,000 | $20.50 | D | 235,683 | D | |
| Common Stock | Mar 16, 2015 | M | 27,500 | $9.4233 | A | 263,183 | D | |
| Common Stock | Mar 16, 2015 | S | 27,500 | $20.50 | D | 235,683 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1,F2 | $9.4233 | Mar 12, 2015 | M | 25,000 | D | — | Sep 14, 2015 | Common Stock | 25,000 | 27,500 | D |
| Non-Qualified Stock Option (right to buy)F2 | $9.4233 | Mar 16, 2015 | M | 27,500 | D | — | Sep 14, 2015 | Common Stock | 27,500 | 0 | D |
Explanation of responses
- F1The number of options and the exercise price reflect the 3-for-1 stock split effective July 10, 2014. Specifically, the number of options reported is three times the number previously reported and the exercise price is one-third of the exercise price previously reported.
- F2The options were granted pursuant to the Company's 2005 Equity and Performance Incentive Plan, as amended. The options vested in equal annual installments over a four year period beginning with the first anniversary of the date of grant. All options that were exercised were vested prior to exercise.