SEC Form 4 · accession 0001437749-18-004052
SPEEDWAY MOTORSPORTS INC · TRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William R Brooks
Officer — Chief Financial Officer · Director
Period of report
Mar 5, 2018
Accepted (ET)
Mar 6, 2018 · 5:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000934648
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 5, 2018 | F | 4,981 | $19.69 | D | 193,498 | D | |
| Common StockF2 | Mar 6, 2018 | D | 5,727 | $0.00 | D | 187,771 | D | |
| Common StockF3 | Mar 6, 2018 | A | 35,000 | $0.00 | A | 222,771 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares delivered by the reporting person to Speedway Motorsports, Inc. to satisfy withholding tax obligations due upon vesting of restricted stock.
- F2Represents the forfeiture of restricted stock pursuant to the Speedway Motorsports, Inc. 2013 Stock Incentive Plan.
- F3Transaction noted is pursuant to the Speedway Motorsports, Inc. 2013 Stock Incentive Plan, Amended and Restated as of April 19, 2017. Shares are subject to forfeiture based upon the satisfaction of performance criteria during fiscal year 2018.