SEC Form 3 · accession 0000906318-15-000024
STANDARD REGISTER CO · SRCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Vaughn
Officer — Treasurer
Period of report
Mar 6, 2015
Accepted (ET)
Mar 6, 2015 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | holding | — | — | — | 791 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF1,F3 | $85.00 | holding | — | — | — | Feb 22, 2007 | Feb 22, 2016 | Common Stock | 450 | — | D |
| Option to BuyF1,F4 | $65.35 | holding | — | — | — | Feb 21, 2008 | Feb 21, 2017 | Common Stock | 560 | — | D |
| Option to BuyF1,F5 | $31.65 | holding | — | — | — | Mar 8, 2011 | Mar 8, 2020 | Common Stock | 1,700 | — | D |
| Option to BuyF2,F6 | $16.90 | holding | — | — | — | Apr 28, 2012 | Mar 3, 2021 | Common Stock | 2,500 | — | D |
| Option to BuyF2,F7 | $7.85 | holding | — | — | — | Feb 28, 2013 | Feb 28, 2022 | Common Stock | 800 | — | D |
Explanation of responses
- F1Granted pursuant to The Standard Register Company Amended and Restated 2002 Equity Incentive Plan
- F2Granted pursuant to The Standard Register Company 2011 Equity Incentive Plan, as Amended
- F3The options are exercisable in equal increments on 2/22/07, 2/22/08, 2/22/09, 2/22/10
- F4The options are exercisable in equal increments on 2/21/08, 2/21/09, 2/21/10, 2/22/11
- F5The options are exercisable in equal increments on 3/8/11, 3/8/12, 3/8/13, 3/8/14
- F6The options are exercisable in equal increments on 4/28/12, 4/28/13, 4/28/14, 4/28/15
- F7The options are exercisable in equal increments on 2/28/13, 2/28/14, 2/28/15, 2/28/16