SEC Form 4 · accession 0001662427-16-000004
ACACIA RESEARCH CORP · ACTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marvin E Key
Officer — CEO
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 9:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000934549
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 70,833 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $3.12 | Mar 1, 2016 | A | 84,578 | A | — | Mar 1, 2023 | Acacia Research Corporation Common Stock | 84,578 | 84,578 | D |
| Stock Option (Right to Buy)F1 | $3.90 | Mar 1, 2016 | A | 198,527 | A | — | Mar 1, 2023 | Acacia Research Corporation Common Stock | 198,527 | 283,105 | D |
Explanation of responses
- F1The option shares are exercisable in six equal installments over a three-year term.