SEC Form 4 · accession 0001252869-17-000002
ACACIA RESEARCH CORP · ACTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank E. Walsh III
Director
Period of report
Mar 10, 2017
Accepted (ET)
Mar 14, 2017 · 6:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000934549
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 10, 2017 | M | 8,333 | $5.75 | A | 270,097 | D | |
| Common Stock | Mar 13, 2017 | P | 5,680 | $5.05 | A | 275,777 | D | |
| Common Stock | Mar 13, 2017 | P | 10,382 | $5.075 | A | 286,159 | D | |
| Common Stock | Mar 13, 2017 | P | 28,703 | $5.10 | A | 314,862 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $5.75 | Mar 10, 2017 | M | 8,333 | D | Feb 1, 2017 | Aug 1, 2023 | Acacia Research Corporation Common Stock | 8,333 | 41,667 | D |
| Stock Option (Right to Buy) | $4.01 | holding | — | — | — | Apr 1, 2017 | Apr 7, 2023 | Acacia Research Corporation Common Stock | 58,824 | 58,824 | D |
| Stock Option (Right to Buy) | $5.75 | holding | — | — | — | Aug 1, 2017 | Aug 1, 2023 | Acacia Research Corporation Common Stock | 41,667 | 41,667 | D |