SEC Form 4 · accession 0001252869-16-000018
ACACIA RESEARCH CORP · ACTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank E. Walsh III
Director
Period of report
Nov 21, 2016
Accepted (ET)
Nov 23, 2016 · 11:44 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000934549
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 21, 2016 | M | 11,764 | $4.01 | A | 261,764 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $4.01 | Nov 21, 2016 | M | 11,764 | D | Oct 1, 2016 | Apr 7, 2023 | Acacia Research Corporation Common Stock | 11,764 | 58,824 | D |
| Stock Option (Right to Buy) | $5.75 | holding | — | — | — | Feb 1, 2017 | Aug 1, 2023 | Common Stock | 50,000 | 50,000 | D |