SEC Form 4 · accession 0001189618-17-000003
ACACIA RESEARCH CORP · ACTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clayton J Haynes
Director
Period of report
Mar 15, 2017
Accepted (ET)
Mar 17, 2017 · 6:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000934549
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $5.40 | Mar 15, 2017 | A | 96,153 | A | — | Mar 15, 2024 | Acacia Research Corporation Common Stock | 96,153 | 96,153 | D |
| Stock Option (Right to Buy)F1 | $6.75 | Mar 15, 2017 | A | 113,032 | A | — | Mar 15, 2024 | Acacia Research Corporation Common Stock | 113,032 | 113,032 | D |
Explanation of responses
- F1The option shares are exercisable in six equal installments over a three year term.