SEC Form 4 · accession 0001189618-16-000010
ACACIA RESEARCH CORP · ACTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clayton J Haynes
Officer — CFO
Period of report
Mar 1, 2016
Accepted (ET)
Aug 3, 2016 · 5:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000934549
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2,F1 | $3.12 | Mar 1, 2016 | A | 79,338 | A | — | Mar 1, 2023 | Acacia Research Corporation Common Stock | 79,338 | 79,338 | D |
| Stock Option (Right to Buy)F2,F1 | $3.90 | Mar 1, 2016 | A | 187,938 | A | — | Mar 1, 2023 | Acacia Research Corporation Common Stock | 187,938 | 267,276 | D |
Explanation of responses
- F1The option shares are exercisable in six equal installments over a three-year term with vesting aligned with prior equity grants per a Board of Director's prior resolution on officer vesting.
- F2This form was originally filed on 3/3/2016; however, due to a technical issue, it did not post to the SEC on the requisite date.