SEC Form 4 · accession 0001078202-16-000008
ACACIA RESEARCH CORP · ACTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward W Frykman
Director
Period of report
Aug 1, 2016
Accepted (ET)
Aug 5, 2016 · 12:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000934549
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2,F1 | $5.75 | Aug 1, 2016 | A | 50,000 | A | — | Aug 1, 2023 | Acacia Research Corporation Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1The option shares are execisable in six equal installments over a three-year term beginning from August 1, 2016.
- F2This form was originally filed on 8/3/2016; however, due to a technical issue, it did not post to the SEC on the requisite date.