SEC Form 4 · accession 0001077131-16-000022
ACACIA RESEARCH CORP · ACTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G Louis Graziadio III
Director
Period of report
May 19, 2016
Accepted (ET)
May 20, 2016 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000934549
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 19, 2016 | P | 39,444 | $4.5943 | A | 362,729 | D | |
| Common Stock | May 19, 2016 | P | 10,000 | $4.5943 | A | 372,729 | D | |
| Common StockF1 | May 19, 2016 | P | 39,443 | $4.5943 | A | 198,231 | I | Graziadio Family Trust u/d/t 11/13/75 |
| Common StockF2 | May 19, 2016 | P | 10,000 | $4.5943 | A | 10,000 | I | The George & Reva Graziadio Charitable Lead Annuity Trust |
| Common StockF3 | holding | — | — | — | 5,000 | I | Shares purchased for minor child. | |
| Common StockF4 | holding | — | — | — | 5,000 | I | Shares purchased for minor child. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT.
- F2These shares are owned by the George & Reva Graziadio Charitable Lead Annuity Trust (the "Annuity Trust"), as to which Mr. Graziadio is trustee and Mr. Graziadio's minor children are contingent beneficiaries. Mr. Graziadio disclaims beneficial ownership of the shares owned by the Annuity Trust.
- F3These shares were purchased for Mr. Graziadio's minor child, Marianna R. Graziadio.
- F4These shares were purchased for Mr. Graziadio's minor child, George L. Graziadio, IV.