SEC Form 4 · accession 0001077131-16-000020
ACACIA RESEARCH CORP · ACTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G Louis Graziadio III
Director
Period of report
May 13, 2016
Accepted (ET)
May 17, 2016 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000934549
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 13, 2016 | P | 15,000 | $4.572 | A | 307,334 | D | |
| Common StockF1 | May 13, 2016 | P | 63,000 | $4.572 | A | 146,565 | I | Graziadio Family Trust u/d/t 11/13/75 |
| Common StockF2 | May 13, 2016 | P | 5,000 | $4.572 | A | 5,000 | I | Shares purchased for minor child. |
| Common StockF3 | May 13, 2016 | P | 5,000 | $4.752 | A | 5,000 | I | Shares purchased for minor child. |
| Common Stock | May 16, 2016 | P | 12,222 | $4.6867 | A | 319,556 | D | |
| Common Stock | May 16, 2016 | P | 3,729 | $4.6867 | A | 323,285 | D | |
| Common StockF1 | May 16, 2016 | P | 12,223 | $4.6867 | A | 158,788 | I | Graziadio Family Trust u/d/t 11/13/75 |
| Common StockF2 | holding | — | — | — | 5,000 | I | Shares purchased for minor child. | |
| Common StockF3 | holding | — | — | — | 5,000 | I | Shares purchased for minor child. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT.
- F2These shares were purchased for Mr. Graziadio's minor child, Marianna R. Graziadio.
- F3These shares were purchased for Mr. Graziadio's minor child, George L. Graziadio IV.