SEC Form 4 · accession 0001077131-16-000018
ACACIA RESEARCH CORP · ACTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G Louis Graziadio III
Director
Period of report
May 11, 2016
Accepted (ET)
May 13, 2016 · 2:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000934549
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 11, 2016 | P | 9,000 | $4.6639 | A | 256,133 | D | |
| Common Stock | May 11, 2016 | P | 5,701 | $4.6639 | A | 261,834 | D | |
| Common StockF1 | May 11, 2016 | P | 15,000 | $4.6639 | A | 53,065 | I | Graziadio Family Trust u/d/t 11/13/75 |
| Common Stock | May 12, 2016 | P | 30,500 | $4.657 | A | 292,334 | D | |
| Common StockF1 | May 12, 2016 | P | 30,500 | $4.657 | A | 83,565 | I | Graziadio Family Trust u/d/t 11/13/75 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT.