SEC Form 4 · accession 0001077131-16-000014
ACACIA RESEARCH CORP · ACTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G Louis Graziadio III
Director
Period of report
May 6, 2016
Accepted (ET)
May 10, 2016 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000934549
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 6, 2016 | P | 4,900 | $4.5696 | A | 247,133 | D | |
| Common StockF1 | May 6, 2016 | P | 4,900 | $4.5696 | A | 14,262 | I | Graziadio Family Trust u/d/t 11/13/75 |
| Common StockF1 | May 9, 2016 | P | 16,502 | $4.5947 | A | 30,764 | I | Graziadio Family Trust u/d/t 11/13/75 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT.