SEC Form 4 · accession 0001077131-16-000010
ACACIA RESEARCH CORP · ACTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G Louis Graziadio III
Director
Period of report
May 4, 2016
Accepted (ET)
May 6, 2016 · 6:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000934549
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 4, 2016 | P | 7,740 | $4.5892 | A | 205,871 | D | |
| Common Stock | May 4, 2016 | P | 27,000 | $4.6192 | A | 232,871 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $3.12 | holding | — | — | — | Sep 1, 2016 | Mar 1, 2023 | Acacia Research Corporation Common Stock | 89,552 | 89,552 | D |
Explanation of responses
- F1The opiton shares are exercisable in six equal installments over a three-year term. The first installment vests on 9/1/16.