SEC Form 4 · accession 0001181431-15-008569
BANK OF KENTUCKY FINANCIAL CORP · BKYF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert W Zapp
Officer — President & CEO · Director
Period of report
Jun 19, 2015
Accepted (ET)
Jun 23, 2015 · 2:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000934547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, No Par ValueF1 | Jun 19, 2015 | D | 124,671 | — | D | 0 | D | |
| Common Stock, No Par ValueF1 | Jun 19, 2015 | D | 39,364 | — | D | 0 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Statuatory Stock Purchase OptionsF2 | $25.00 | Jun 19, 2015 | D | 4,000 | D | — | Jan 20, 2016 | Common Stock | 4,000 | 0 | D |
| Non Statuatory Stock PurchaseF2 | $26.25 | Jun 19, 2015 | D | 3,800 | D | — | Jan 19, 2017 | Common Stock | 3,800 | 0 | D |
| Non Statuatory Stock PurchaseF2 | $22.51 | Jun 19, 2015 | D | 4,440 | D | — | Jan 18, 2018 | Common Stock | 4,440 | 0 | D |
| Non StatuatoryF2 | $20.98 | Jun 19, 2015 | D | 4,760 | D | — | Jan 16, 2019 | Common Stock | 4,760 | 0 | D |
Explanation of responses
- F1Disposed of pursuant to merger agreement between Issuer and BB&T Corp in exchange for 1.0126 shares of BB&T common stock.
- F2Pursuant to the merger agreement between Issuer and BB&T Corp, these options were canceled in exchange for the right to receive a cash payment equal to the difference between the exercise price and $50.03