SEC Form 4 · accession 0001181431-15-008562
BANK OF KENTUCKY FINANCIAL CORP · BKYF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Herbert H Works
Officer — Chairman of the Board · Director
Period of report
Jun 19, 2015
Accepted (ET)
Jun 23, 2015 · 2:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000934547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, No Par ValueF1 | Jun 19, 2015 | D | 34,537 | — | D | 0 | D | |
| Common Stock, No Par ValueF1 | Jun 19, 2015 | D | 2,000 | — | D | 0 | I | company |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | $0.00 | Jun 19, 2015 | D | 349 | D | — | — | Common Stock | 349 | 0 | D |
Explanation of responses
- F1Disposed of pursuant to merger agreement between Issuer and BB&T Corp in exchange for 1.0126 shares of BB&T common stock.
- F2These RSUs were scheduled to vest after the Issuer's 2015 Annual Shareholder Meeting. Pursuant to merger agreement between Issuer and BB&T Corp, such meeting was not held and units were disposed of in exchange for $50.03 per RSU.