SEC Form 4 · accession 0001181431-15-007202
BANK OF KENTUCKY FINANCIAL CORP · BKYF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin J Gerrety
Officer — Treasurer/Assistant Secretary
Period of report
May 19, 2015
Accepted (ET)
May 20, 2015 · 9:22 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000934547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 14, 2015 | M | 3,000 | $25.00 | A | 4,268 | D | |
| Common Stock | May 14, 2015 | M | 3,000 | $26.25 | A | 7,268 | D | |
| Common Stock | May 14, 2015 | M | 2,700 | $22.51 | A | 9,968 | D | |
| Common Stock | May 14, 2015 | M | 2,200 | $20.98 | A | 12,168 | D | |
| Common Stock | May 14, 2015 | F | 8,400 | $48.9504 | D | 3,768 | D | |
| Common Stock | May 14, 2015 | F | 2,500 | $48.9584 | D | 1,268 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Rite to Buy) | $25.00 | May 14, 2015 | M | 3,000 | D | Jan 20, 2011 | Jan 20, 2016 | Common Stock | 3,000 | 0 | D |
| Common Stock (Rite to Buy) | $26.25 | May 14, 2015 | M | 3,000 | D | Jan 19, 2012 | Jan 19, 2017 | Common Stock | 3,000 | 0 | D |
| Common Stock (Rite to Buy) | $22.51 | May 14, 2015 | M | 2,700 | D | Jan 18, 2013 | Jan 18, 2018 | Common Stock | 2,700 | 0 | D |
| Common Stock (Rite to Buy) | $20.98 | May 14, 2015 | M | 2,200 | D | Jan 16, 2014 | Jan 16, 2019 | Common Stock | 2,200 | 0 | D |