SEC Form 4 · accession 0001140361-16-049529
GENVEC INC · GNVC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas E Brough
Officer — Chief Scientific Officer
Period of report
Jan 29, 2016
Accepted (ET)
Feb 1, 2016 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000934473
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F1 | $0.56 | Jan 29, 2016 | A | 130,000 | A | — | Jan 29, 2026 | Common Stock | 130,000 | 130,000 | D |
Explanation of responses
- F1Of the total option grant, 25% of the options vest on 1/29/2017 and the remainder will vest in 36 equal monthly installments beginning on 2/29/2017.