SEC Form 4 · accession 0001140361-15-002040
GENVEC INC · GNVC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas J Swirsky
Officer — President & CEO
Period of report
Jan 16, 2015
Accepted (ET)
Jan 16, 2015 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000934473
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F1 | $2.97 | Jan 16, 2015 | A | 200,000 | A | — | Jan 16, 2025 | Common Stock | 200,000 | 200,000 | D |
Explanation of responses
- F1Of the total option grant, 6/48ths of the options vest on 7/16/2015 and the remainder will vest in 42 equal monthly installments beginning on 8/16/2015.