SEC Form 4 · accession 0001127602-18-014961
CHEVRON CORP · CVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R. Hewitt Pate
Officer — VP and General Counsel
Period of report
Apr 17, 2018
Accepted (ET)
Apr 19, 2018 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093410
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 17, 2018 | M | 25,500 | $73.70 | A | 25,500 | D | |
| Common Stock | Apr 17, 2018 | S | 25,500 | $121.97 | D | 0 | D | |
| Common StockF2 | holding | — | — | — | 4,296 | I | by 401(k) plan | |
| Common Stock | holding | — | — | — | 18,708 | I | By Pate Family Trust | |
| Common Stock | holding | — | — | — | 1,680 | I | by GRAT | |
| Common Stock | holding | — | — | — | 1,680 | I | by Spouse GRAT |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F3 | $73.70 | Apr 17, 2018 | M | 25,500 | D | — | Jan 27, 2020 | Common Stock | 25,500 | 25,500 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2017.
- F2Between January 29, 2018 and April 17, 2018, the reporting person acquired 315 shares of Chevron common stock under the Chevron Employee Savings Investment Plan, a 401(k) plan.
- F3Option granted 1/27/2010. One-third of the shares subject to the option vested on each of the first, second and third anniversaries of the date of grant.