SEC Form 4 · accession 0001127602-17-024877
CHEVRON CORP · CVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James William Johnson
Officer — Executive Vice President
Period of report
Aug 1, 2017
Accepted (ET)
Aug 3, 2017 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093410
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2017 | M | 11,000 | $84.96 | A | 11,000 | D | |
| Common StockF1 | Aug 1, 2017 | S | 11,000 | $110.5933 | D | 0 | D | |
| Common Stock | Aug 2, 2017 | M | 20,000 | $84.96 | A | 20,000 | D | |
| Common StockF2 | Aug 2, 2017 | S | 20,000 | $110.7295 | D | 0 | D | |
| Common StockF3 | holding | — | — | — | 4,603 | I | by 401(k) plan | |
| Common StockF4 | holding | — | — | — | 11,552 | I | by JWJ Revocable Trust | |
| Common Stock | holding | — | — | — | 1,000 | I | by Spouse Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F5 | $84.96 | Aug 1, 2017 | M | 11,000 | D | — | Mar 26, 2018 | Common Stock | 11,000 | 20,000 | D |
| Non-Qualified Stock Option (Right to Buy)F5 | $84.96 | Aug 2, 2017 | M | 20,000 | D | — | Mar 26, 2018 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $110.52 to $110.625. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2This transaction was executed in multiple trades at prices ranging from $110.60 to $110.90. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3Between August 11, 2016 and August 1, 2017, the reporting person acquired 177 shares of Chevron Corporation common stock under the Chevron Employee Savings Investment Plan, a 401(k) plan.
- F4Includes 2,055 shares previously directly owned, which are now indirectly owned by the James W. Johnson Revocable Trust.
- F5Option granted 3/26/2008. One-third of the shares subject to the option vested on each of the first, second and third anniversaries of the date of grant.