SEC Form 4 · accession 0001127602-17-024749
CHEVRON CORP · CVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph C Geagea
Officer — Executive Vice President
Period of report
Jul 31, 2017
Accepted (ET)
Aug 2, 2017 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093410
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 31, 2017 | M | 23,000 | $84.96 | A | 24,199 | D | |
| Common Stock | Jul 31, 2017 | D | 23,000 | $109.64 | D | 1,199 | D | |
| Common StockF2 | holding | — | — | — | 20,821 | I | by 401(k) plan | |
| Common Stock | holding | — | — | — | 2,500 | I | By Geagea Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF3,F4 | $84.96 | Jul 31, 2017 | M | 23,000 | D | — | Mar 26, 2018 | Common Stock | 23,000 | 0 | D |
Explanation of responses
- F1On November 18, 2016, the reporting person received a distribution of 1,165 shares of common stock previously beneficially owned through the issuer's 401(k) plan. Between November 18, 2016 and July 31, 2017, the reporting person acquired an additional 34 shares of Chevron Corporation common stock pursuant to dividend reinvestment.
- F2Between August 16, 2016 and July 31, 2017, the reporting person acquired 813 shares of Chevron Corporation common stock under the Chevron Employee Savings Investment Plan, a 401(k) plan.
- F3This Stock Appreciation Right (SAR) was inadvertently labeled as a Non-Qualified Stock Option (Right to Buy) on reporting person's Form 3.
- F4SAR granted 3/26/2008. One-third of the shares subject to the SAR vested on each of the first, second and third anniversaries of the date of grant.