SEC Form 4 · accession 0001127602-17-003987
CHEVRON CORP · CVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pierre R Breber
Officer — Executive Vice President
Period of report
Feb 2, 2017
Accepted (ET)
Feb 3, 2017 · 7:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093410
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 2, 2017 | M | 45,000 | $69.70 | A | 63,916 | D | |
| Common StockF2 | Feb 2, 2017 | S | 45,000 | $111.7976 | D | 18,916 | D | |
| Common StockF3 | holding | — | — | — | 13,252 | I | by 401(k) plan | |
| Common Stock | holding | — | — | — | 4,300 | I | by Breber Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F4 | $69.70 | Feb 2, 2017 | M | 45,000 | D | — | Mar 25, 2019 | Common Stock | 45,000 | 0 | D |
Explanation of responses
- F1This number includes dividend accruals (5 shares).
- F2This transaction was executed in multiple trades at prices ranging from $111.44 to $112.03. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Between December 9, 2016 and February 2, 2017, the reporting person acquired 205 shares of Chevron Common Stock under the Chevron Employee Savings Investment Plan, a 401(k) plan.
- F4Option granted 3/25/2009. One-third of the shares subject to the option vested on each of the first, second and third anniversaries of the date of grant.