SEC Form 4 · accession 0001127602-16-066439
CHEVRON CORP · CVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pierre R Breber
Officer — Executive Vice President
Period of report
Nov 4, 2016
Accepted (ET)
Nov 8, 2016 · 6:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093410
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 4, 2016 | M | 3,000 | $84.96 | A | 21,911 | D | |
| Common Stock | Nov 4, 2016 | S | 3,000 | $105.25 | D | 18,911 | D | |
| Common StockF3 | holding | — | — | — | 13,047 | I | by 401(k) plan | |
| Common Stock | holding | — | — | — | 4,300 | I | by Breber Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F4 | $84.96 | Nov 4, 2016 | M | 3,000 | D | — | Mar 26, 2018 | Common Stock | 3,000 | 20,000 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 5, 2016.
- F2This number includes dividend accruals (6 shares).
- F3Between August 3, 2016 and November 4, 2016, the reporting person acquired 136 shares of Chevron Common Stock under the Chevron Employee Savings Investment Plan, a 401(k) plan.
- F4Option granted 3/26/2008. One-third of the shares subject to the option vested on each of the first, second and third anniversaries of the date of grant.