SEC Form 4 · accession 0001127602-16-060110
CHEVRON CORP · CVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James William Johnson
Officer — Executive Vice President
Period of report
Aug 10, 2016
Accepted (ET)
Aug 11, 2016 · 5:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093410
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2016 | M | 13,000 | $74.08 | A | 13,000 | D | |
| Common StockF1 | Aug 10, 2016 | S | 10,945 | $101.4374 | D | 2,055 | D | |
| Common StockF2 | holding | — | — | — | 4,426 | I | by 401(k) plan | |
| Common Stock | holding | — | — | — | 9,497 | I | by JWJ Revocable Trust | |
| Common Stock | holding | — | — | — | 1,000 | I | by Spouse Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F3 | $74.08 | Aug 10, 2016 | M | 13,000 | D | — | Mar 28, 2017 | Common Stock | 13,000 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $101.38 to $101.49. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Between August 28, 2015 and August 10, 2016, the reporting person acquired 139 shares of Chevron Corporation common stock under the Chevron Employee Savings Investment Plan, a 401(k) plan.
- F3Option granted 3/28/2007. One-third of the shares subject to the option vested on each of the first, second and third anniversaries of the date of grant.