SEC Form 4 · accession 0001127602-16-059492
CHEVRON CORP · CVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pierre R Breber
Officer — Executive Vice President
Period of report
Aug 2, 2016
Accepted (ET)
Aug 4, 2016 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093410
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 2, 2016 | M | 21,000 | $74.08 | A | 39,905 | D | |
| Common StockF2 | Aug 2, 2016 | S | 21,000 | $98.7713 | D | 18,905 | D | |
| Common StockF3 | holding | — | — | — | 12,911 | I | by 401(k) plan | |
| Common Stock | holding | — | — | — | 4,300 | I | by Breber Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F4 | $74.08 | Aug 2, 2016 | M | 21,000 | D | — | Mar 28, 2017 | Common Stock | 21,000 | 0 | D |
Explanation of responses
- F1This number includes dividend equivalent accruals (11 shares).
- F2This transaction was executed in multiple trades at prices ranging from $98.28 to $98.96. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Between February 9, 2016 and August 2, 2016, the reporting person acquired 553 shares of Chevron Common Stock under the Chevron Employee Savings Investment Plan, a 401(k) plan.
- F4Option granted 3/28/2007. One-third of the shares subject to the option vested on each of the first, second and third anniversaries of the date of grant.