SEC Form 4 · accession 0001127602-15-033573
CHEVRON CORP · CVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pierre R Breber
Officer — Executive Vice President
Period of report
Dec 4, 2015
Accepted (ET)
Dec 8, 2015 · 8:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093410
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 4, 2015 | M | 11,445 | — | A | 25,332 | D | |
| Common Stock | Dec 4, 2015 | D | 11,445 | $89.71 | D | 13,887 | D | |
| Common StockF3 | holding | — | — | — | 12,052 | I | by 401(k) plan | |
| Common Stock | holding | — | — | — | 4,300 | I | by Breber Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F4 | — | Dec 4, 2015 | M | 11,445 | D | — | — | Common Stock | 11,445 | 0 | D |
Explanation of responses
- F1Each phantom stock unit is the economic equivalent of one share of Chevron Corporation common stock. The phantom stock units are payable in cash upon vesting. On December 6, 2015, the reporting person's units vested and were settled in cash.
- F2This number includes dividend equivalent accruals (7 shares).
- F3Between August 6, 2015 and December 4, 2015, the reporting person acquired 168 shares of Chevron Common Stock under the Chevron Employee Savings Investment Plan, a 401(k) plan.
- F4This number includes dividend equivalent accruals (781 shares).