SEC Form 4 · accession 0001127602-15-032130
CHEVRON CORP · CVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patricia E Yarrington
Officer — VP & Chief Financial Officer
Period of report
Nov 19, 2015
Accepted (ET)
Nov 20, 2015 · 1:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093410
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 19, 2015 | M | 44,000 | $74.08 | A | 48,838 | D | |
| Common StockF1 | Nov 19, 2015 | S | 44,000 | $92.0491 | D | 4,838 | D | |
| Common StockF2 | holding | — | — | — | 12,215 | I | by 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F3 | $74.08 | Nov 19, 2015 | M | 44,000 | D | — | Mar 28, 2017 | Common Stock | 44,000 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $92 to $92.37. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Between May 13, 2014 and November 19, 2015, the reporting person acquired 1,240 shares of Chevron Corporation common stock under the Chevron Employee Savings Investment Plan, a 401(k) plan.
- F3Option granted 03/28/2007. One-third of the shares subject to the option vested on each of the first, second and third anniversaries of the date of grant.