SEC Form 4 · accession 0001209191-19-007357
Azenta, Inc. · AZTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robyn C Davis
Director
Period of report
Feb 1, 2019
Accepted (ET)
Feb 5, 2019 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000933974
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 1, 2019 | M | 8,164 | $0.00 | A | 19,836 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF4 | $0.00 | Feb 1, 2019 | M | 8,164 | D | — | — | Common Stock | 8,164 | 14,656 | D |
Explanation of responses
- F1Represents 8,164 shares acquired with respect to restricted stock units granted on February 11, 2014 previously deferred until February 1, 2019.
- F2No amount was paid upon acquisition of previously deferred restricted stock units.
- F3Corrects total of securities beneficially owned to correct a mathematical error made on 2/15/2015.
- F4Each restricted stock unit represented the right to receive one share of Brooks common stock. The units were fully vested upon grant but the Reporting Person elected to have the settlement deferred until February 1, 2019.