SEC Form 4 · accession 0001209191-17-031264
Azenta, Inc. · AZTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Pietrantoni
Officer — Principal Accounting Officer
Period of report
May 4, 2016
Accepted (ET)
May 10, 2017 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000933974
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 4, 2016 | A | 10,000 | $0.00 | A | 71,336 | D | |
| Common StockF2 | May 5, 2017 | S | 1,167 | $26.12 | D | 70,169 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock units to the Reporting Person under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on May 4, 2017.
- F2The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on May 4, 2017 of 3,333 restricted stock units held by the reporting person.