SEC Form 4 · accession 0001209191-16-109471
Azenta, Inc. · AZTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David C Gray
Officer — Chief Strategy & New Business
Period of report
Sep 11, 2015
Accepted (ET)
Mar 18, 2016 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000933974
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 11, 2015 | S | 3,500 | $10.36 | D | 153,864 | D | |
| Common StockF3 | Mar 17, 2016 | S | 5,331 | $9.75 | D | 148,533 | D | |
| Common StockF4 | Mar 17, 2016 | S | 3,258 | $9.86 | D | 145,275 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2015.
- F2Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $10.30 to $10.49. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.
- F3Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $9.56 to $9.83. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.
- F4Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $9.85 to $9.89. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.