SEC Form 4 · accession 0001209191-15-079239
Azenta, Inc. · AZTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David C Gray
Officer — Chief Strategy & New Business
Period of report
Nov 6, 2015
Accepted (ET)
Nov 10, 2015 · 2:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000933974
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 6, 2015 | F | 11,737 | $11.34 | D | 143,689 | D | |
| Common StockF2 | Nov 6, 2015 | A | 13,675 | $0.00 | A | 157,364 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The forfeiture of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 6, 2015 of 36,002 restricted stock units held by the reporting person.
- F2An initial grant of 75,000 restricted stock units (RSUs) was received on July 29, 2014 and reported on Form 4 dated July 31, 2014. The grant contained 25,000 RSUs subject to performance-based vesting requirements. The RSUs were measured against the performance metrics resulting in the achievement of 154.7%, or 38,675 of the RSUs, subject to additional time-based vesting requirements. This transaction represents a grant of additional 54.7%, or 13,675 RSUs, 50% of which vested in November 6, 2015 and is included in the amount shown as vested in footnote 1 above, and the remaining 50% shall vest in November 6, 2016. No amount was paid upon grant of RSUs.