SEC Form 4 · accession 0001140361-15-037418
STANDARD MOTOR PRODUCTS, INC. · SMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carmine Joseph Broccole
Officer — VP General Counsel & Secretary
Period of report
Oct 9, 2015
Accepted (ET)
Oct 13, 2015 · 8:38 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 9, 2015 | A | 2,131 | $0.00 | A | 40,012 | D | |
| Common StockF2 | Oct 12, 2015 | S | 1,370 | $35.52 | D | 38,642 | D | |
| Common StockF3 | holding | — | — | — | 3,178 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares granted upon the vesting of a performance share award issued to the reporting person in October 2012 under the Company's 2006 Omnibus Incentive Plan.
- F2This transaction was a broker-assisted sale of shares to cover the payment of withholding tax liability incurred upon the vesting of restricted stock and a performance share award issued to the reporting person in October 2012 under the Company's 2006 Omnibus Incentive Plan. This transaction was executed in multiple trades at prices ranging from $35.58 to $35.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3ESOP shares beneficially owned. Allocations and/or dispositions may have occurred since the date of the reporting person's last ownership report.