SEC Form 4 · accession 0001493152-17-000422
ENGLOBAL CORP · ENG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Allen Hess
Officer — CFO and Treasurer
Period of report
Jan 10, 2017
Accepted (ET)
Jan 12, 2017 · 7:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000933738
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 10, 2017 | S | 5,269 | $2.399 | D | 285,731 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were sold to pay tax liability associated with the final vesting of shares awarded on January 8, 2014.
- F2The price reported is a weighted average price per share. The shares were sold in multiple transactions at prices ranging from $2.30 - $2.59 inclusive. The reporting person undertakes to provide to ENGlobal Corporation, any of its stockholders or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.