SEC Form 5 · accession 0001562180-19-000873
IBERIABANK CORP · IBKC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Koerner III
Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 11, 2019 · 3:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000933141
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 7,800 | D | ||
| Common Stock | holding | — | — | — | 3,500 | I | By Koerner Capital LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2,F1,F3 | — | Jan 2, 2018 | A | 68 | A | — | — | Common Stock | 68 | 68 | D |
| Phantom StockF2,F1,F3 | — | Jan 26, 2018 | A | 4 | A | — | — | Common Stock | 4 | 4 | D |
| Phantom StockF2,F1,F3 | — | Feb 1, 2018 | A | 61 | A | — | — | Common Stock | 61 | 61 | D |
| Phantom StockF2,F1,F3 | — | Mar 1, 2018 | A | 65 | A | — | — | Common Stock | 65 | 65 | D |
| Phantom StockF2,F1,F3 | — | Apr 2, 2018 | A | 68 | A | — | — | Common Stock | 68 | 68 | D |
| Phantom StockF2,F1,F3 | — | Apr 27, 2018 | A | 5 | A | — | — | Common Stock | 5 | 5 | D |
| Phantom StockF2,F1,F3 | — | May 1, 2018 | A | 70 | A | — | — | Common Stock | 70 | 70 | D |
| Phantom StockF2,F1,F3 | — | Jun 1, 2018 | A | 65 | A | — | — | Common Stock | 65 | 65 | D |
| Phantom StockF2,F1,F3 | — | Jul 2, 2018 | A | 69 | A | — | — | Common Stock | 69 | 69 | D |
| Phantom StockF2,F1,F3 | — | Jul 27, 2018 | A | 6 | A | — | — | Common Stock | 6 | 6 | D |
| Phantom StockF2,F1,F3 | — | Aug 1, 2018 | A | 62 | A | — | — | Common Stock | 62 | 62 | D |
| Phantom StockF2,F1,F3 | — | Sep 4, 2018 | A | 61 | A | — | — | Common Stock | 61 | 61 | D |
| Phantom StockF2,F1,F3 | — | Oct 1, 2018 | A | 65 | A | — | — | Common Stock | 65 | 65 | D |
| Phantom StockF2,F1,F3 | — | Oct 26, 2018 | A | 8 | A | — | — | Common Stock | 8 | 8 | D |
| Phantom StockF2,F1,F3 | — | Nov 1, 2018 | A | 70 | A | — | — | Common Stock | 70 | 70 | D |
| Phantom StockF2,F1,F3 | — | Dec 3, 2018 | A | 70 | A | — | — | Common Stock | 70 | 70 | D |
Explanation of responses
- F1EACH SHARE OF PHANTOM STOCK REPRESENTS THE RIGHT TO RECEIVE THE CASH VALUE OF ONE SHARE OF IBKC COMMON STOCK.
- F2ACQUISITION OF PHANTOM STOCK PURSUANT TO A NON-QUALIFIED DEFERRED COMPENSATION PLAN.
- F3SHARES OF PHANTOM STOCK ARE PAYABLE IN CASH UPON DISTRIBUTION.