SEC Form 4 · accession 0000933141-17-000073
IBERIABANK CORP · IBKC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert M Kottler
Officer — EVP, DIR OF RETAIL & SMALL BUS
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 1:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000933141
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF2 | Mar 1, 2017 | M | 407 | — | A | 18,298 | D | |
| COMMON STOCK | Mar 1, 2017 | D | 407 | $83.80 | D | 17,891 | D | |
| COMMON STOCKF2 | Mar 1, 2017 | M | 315 | — | A | 18,206 | D | |
| COMMON STOCK | Mar 1, 2017 | D | 315 | $83.80 | D | 17,891 | D | |
| COMMON STOCKF4 | Mar 1, 2017 | A | 1,347 | — | A | 19,238 | D | |
| COMMON STOCK | Mar 1, 2017 | F | 587 | $83.80 | D | 18,651 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PERFORMANCE UNITSF2,F5 | — | Mar 1, 2017 | M | 407 | D | Mar 1, 2015 | Mar 1, 2017 | COMMON STOCK | 407 | 0 | D |
| PERFORMANCE UNITSF2,F5 | — | Mar 1, 2017 | M | 315 | D | Mar 1, 2016 | Mar 1, 2018 | COMMON STOCK | 315 | 313 | D |
Explanation of responses
- F1REPRESENTS SETTLEMENT OF CASH-SETTLED PERFORMANCE UNITS.
- F2EACH PERFORMANCE UNIT IS THE ECONOMIC EQUIVALENT OF ONE SHARE OF IBKC COMMON STOCK.
- F3DELIVERY OF SHARES OF COMMON STOCK IN SETTLEMENT OF PERFORMANCE UNITS UPON VESTING.
- F4EACH RESTRICTED SHARE UNIT IS THE ECONOMIC EQUIVALENT OF ONE SHARE OF IBKC COMMON STOCK.
- F5ONE-THIRD VESTING ON THE DATE INDICATED AND ON EACH OF HTE NEXT TWO ANNIVERSARIES THEREOF.