SEC Form 4 · accession 0000933141-16-000299
IBERIABANK CORP · IBKC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Haddon Spurgeon Mackie Jr.
Officer — EVP, CHIEF CREDIT OFFICER
Period of report
Nov 28, 2016
Accepted (ET)
Nov 30, 2016 · 9:29 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000933141
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Nov 28, 2016 | M | 2,143 | $62.04 | A | 15,592 | D | |
| COMMON STOCKF2 | Nov 28, 2016 | M | 1,100 | $52.33 | A | 16,692 | D | |
| COMMON STOCKF3 | Nov 28, 2016 | M | 974 | $52.36 | A | 17,666 | D | |
| COMMON STOCKF4 | Nov 29, 2016 | G | 275 | $80.70 | D | 17,391 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| INCENTIVE STOCK OPTIONS | $62.04 | Nov 28, 2016 | M | 2,143 | D | Apr 12, 2011 | Apr 12, 2020 | COMMON STOCK | 2,143 | 4,057 | D |
| INCENTIVE STOCK OPTIONS | $52.33 | Nov 28, 2016 | M | 1,100 | D | Feb 22, 2013 | Feb 22, 2022 | COMMON STOCK | 1,100 | 2,957 | D |
| INCENTIVE STOCK OPTIONS | $52.36 | Nov 28, 2016 | M | 974 | D | Feb 19, 2014 | Feb 19, 2023 | COMMON STOCK | 974 | 1,983 | D |
Explanation of responses
- F1CASH EXERCISE OF INCENTIVE STOCK OPTIONS GRANTED ON APRIL 12, 2010.
- F2CASH EXERCISE OF INCENTIVE STOCK OPTIONS GRANTED ON FEBRUARY 22, 2012.
- F3CASH EXERCISE OF INCENTIVE STOCK OPTIONS GRANTED ON FEBRUARY 19, 2013.
- F4GIFT OF 75 SHARES TO FIRST PRESBYTERIAN CHURCH IN GASTONIA, NORTH CAROLINA AND 200 SHARES TO COMMUNITY FOUNDATION OF GASTON COUNTY.