SEC Form 4 · accession 0001078782-19-000095
VOLITIONRX LTD · VNRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Guy Archibald Innes
Director
Period of report
Feb 1, 2019
Accepted (ET)
Feb 5, 2019 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093314
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 356,000 | I | By The Dill Faulkes Educational Trust Limited | |
| Common Stock | holding | — | — | — | 1,354,975 | D | ||
| Common StockF2 | holding | — | — | — | 49,726 | I | By Bare Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares of Common Stock are beneficially owned by The Dill Faulkes Educational Trust Limited ("DFET"), a UK registered charity. Mr. Innes was appointed as a director and trustee of DFET on February 1, 2019. Mr. Innes shares voting and dispositive control over these shares but disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- F2These shares of Common Stock are held by a bare trust, which is not a separate legal entity, of which Mr. Innes is the Trustee, for the benefit of certain minors.