SEC Form 4 · accession 0001078782-17-000520
VOLITIONRX LTD · VNRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Guy Archibald Innes
Director
Period of report
Apr 18, 2017
Accepted (ET)
Apr 19, 2017 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093314
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 18, 2017 | X | 74,821 | $2.60 | A | 1,304,975 | D | |
| Common StockF2,F3 | Apr 18, 2017 | X | 1,786 | $2.60 | A | 49,726 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant (Right to Buy)F1 | $2.60 | Apr 18, 2017 | X | 74,821 | D | May 11, 2012 | May 10, 2017 | Common Stock | 74,821 | 0 | D |
| Warrant (Right to Buy)F3,F2 | $2.60 | Apr 18, 2017 | X | 1,786 | D | May 11, 2012 | May 10, 2017 | Common Stock | 1,786 | 0 | I |
Explanation of responses
- F1On April 18, 2017, the Reporting Person exercised a warrant to purchase 74,821 shares of Common Stock of the issuer for $2.60 per share. The warrant was set to expire pursuant to its terms on May 10, 2017.
- F2On April 18, 2017, a bare trust, of which the Reporting Person is the Trustee, exercised a warrant to purchase 1,786 shares of Common Stock of the issuer for $2.60 per share. The warrant was set to expire pursuant to its terms on May 10, 2017.
- F3The foregoing shares and warrants are held by a bare trust, which is not a separate legal entity, of which Mr. Innes is the Trustee, for the benefit of certain minors.