SEC Form 4 · accession 0001078782-16-002970
VOLITIONRX LTD · VNRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Guy Archibald Innes
Director
Period of report
Jun 10, 2016
Accepted (ET)
Jun 14, 2016 · 12:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093314
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 10, 2016 | X | 5,484 | $0.50 | A | 47,940 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant (Right to Buy)F1 | $0.50 | Jun 10, 2016 | X | 5,484 | D | Jun 21, 2011 | Jun 21, 2016 | Common Stock | 5,484 | 0 | I |
Explanation of responses
- F1The foregoing shares and warrants were placed in a bare trust, which is not a separate legal entity, of which Mr. Innes is the Trustee, for the benefit of certain minors.