SEC Form 4 · accession 0001225208-18-017042
UPBOUND GROUP, INC. · UPBD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Catherine M Skula
Officer — EVP - Franchising
Period of report
Dec 24, 2018
Accepted (ET)
Dec 27, 2018 · 3:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000933036
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Dec 24, 2018 | M | 7,913 | $10.34 | A | 33,998 | D | |
| Common | Dec 24, 2018 | M | 4,454 | $8.32 | A | 38,452 | D | |
| Common | Dec 24, 2018 | S | 4,454 | $15.09 | D | 33,998 | D | |
| Common | Dec 24, 2018 | S | 7,913 | $15.09 | D | 26,085 | D | |
| Common | Dec 24, 2018 | S | 9,014 | $15.06 | D | 17,071 | D | |
| Common | holding | — | — | — | 102 | I | By Deferred Compensation Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Purchase) | $10.34 | Dec 24, 2018 | M | 7,913 | D | Feb 5, 2017 | Feb 5, 2026 | Common | 7,913 | 7,912 | D |
| Employee Stock Option (Right to Purchase) | $8.32 | Dec 24, 2018 | M | 4,454 | D | Feb 16, 2018 | Feb 16, 2027 | Common | 4,454 | 13,363 | D |