SEC Form 4 · accession 0001225208-17-003892
UPBOUND GROUP, INC. · UPBD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James E. York
Officer — EVP - RTO Domestic
Period of report
Feb 16, 2017
Accepted (ET)
Feb 21, 2017 · 1:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000933036
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Feb 16, 2017 | A | 6,641 | $0.00 | A | 13,687 | D | |
| Common | holding | — | — | — | 58 | I | By Children | |
| Common | holding | — | — | — | 395 | I | By Deferred Compensation Plan | |
| Common | holding | — | — | — | 80 | I | by IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Purchase)F2 | $8.32 | Feb 16, 2017 | A | 22,189 | A | Feb 16, 2018 | Feb 16, 2027 | Common | 22,189 | 22,189 | D |
Explanation of responses
- F1Represents restricted stock units which vest upon completion of three years of continuous employment with the issuer from February 16, 2017.
- F2Options vest ratably over 4 years beginning on the first anniversary of the date of grant and becoming fully exercisable on the 4th anniversary of the date of grant (25% of the total number of shares granted vesting on each such anniversary date). Options expire 10 years from the date of grant.