SEC Form 4 · accession 0001225208-15-000036
UPBOUND GROUP, INC. · UPBD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark E Speese
Director · Other
Period of report
Mar 3, 2014
Accepted (ET)
Jan 2, 2015 · 12:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000933036
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Mar 3, 2014 | G | 144,216 | $0.00 | D | 0 | I | by GRAT |
| Common | holding | — | — | — | 1,150,669 | D | ||
| CommonF2 | holding | — | — | — | 177,892 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In October 2010, the reporting person and his spouse contributed 500,000 shares of RCII common stock to grantor retained annuity trusts for the benefit of himself and his spouse. Upon termination of the GRATs, 144,716 of the shares were transferred to trusts for the benefit of the reporting person's adult children. The remaining 355,284 shares were previously distributed to the reporting person and his spouse and continue to be included in this Form 4 as directly or indirectly (by spouse) owned.
- F228,594 shares previously included as indirectly owned by children's trust are not included in this Form 4 because the beneficiary no longer shares the reporting person's household.