SEC Form 4/A · accession 0001042167-19-000011
STRATTEC SECURITY CORP · STRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Harold M Stratton II
Director
Period of report
Feb 4, 2019
Accepted (ET)
Feb 11, 2019 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000933034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF1,F2 | Feb 4, 2019 | S | 3,500 | $32.0591 | D | 53,854 | D | |
| Common Stock, par value $.01 per shareF3 | Feb 8, 2019 | M | 10,800 | $10.92 | A | 64,654 | D | |
| Common Stock, par value $.01 per shareF4 | holding | — | — | — | 2,501 | I | Footnote 4 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (right to buy)F5 | $10.92 | Feb 8, 2019 | M | 10,800 | D | Feb 26, 2010 | Feb 26, 2019 | Common Stock | 10,800 | 0 | D |
Explanation of responses
- F1The price reported above is the average transaction price. The range of prices for such transaction is $34.00 to $31.205. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F229,300 of these shares are held jointly by Mr. Stratton and his spouse.
- F340,100 of these shares are held jointly by Mr. Stratton and his spouse.
- F4These shares are held in various trusts as to which Mr. Stratton is co-trustee and/or beneficiary.
- F5The common stock option vested pro rata over a four-year period on each of February 26, 2010, February 26, 2011, February 26, 2012, and February 26, 2013.